Coffee & Regs
En podkast av CSS (Compliance Solutions Strategies)
Kategorier:
83 Episoder
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The Compliance Playbook for Regulatory Change
Publisert: 22.3.2021 -
For CCOs, By CCOs: Tips to Mitigate Compliance Liability
Publisert: 15.3.2021 -
RegTech in Five Years: Digitization and Datafication
Publisert: 8.3.2021 -
The ABCs of ESG Data with FactSet
Publisert: 1.3.2021 -
Around the World in 100 Jurisdictions
Publisert: 22.2.2021 -
Simplifying SFDR: Preparing for ESG and Level 1 & Level 2 of the EU Sustainable Finance Disclosure Regulation
Publisert: 15.2.2021 -
New Year, New Guidance: Setting Compliance Up for Success
Publisert: 8.2.2021 -
Transaction Reporting Reflections & Readiness for EMIR REFIT & MiFIR
Publisert: 1.2.2021 -
Regulatory Reporting Complexities & Case Studies
Publisert: 25.1.2021 -
Crystal Ball Gazing for Compliance & the SEC in 2021
Publisert: 18.1.2021 -
From Financials to Fish, What’s Next for Post-Brexit Equivalence?
Publisert: 11.1.2021 -
Solvency II Review and What's Next for Insurers?
Publisert: 21.12.2020 -
Brexit Part 2: Post-Brexit in the Fund Industry
Publisert: 14.12.2020 -
Brexit Part 1: The Advantages & Implications of Divergence
Publisert: 7.12.2020 -
Business Unusual or BAU: Why Incident Response Planning is Critical for Financial Services
Publisert: 30.11.2020 -
Sustaining Sustainability: What’s Next for ESG?
Publisert: 23.11.2020 -
The Next Generation of Compliance
Publisert: 16.11.2020 -
Risk Alert: Service Provider Due Diligence
Publisert: 9.11.2020 -
Who Ya Gonna Call When a Compliance Officer Needs Help?
Publisert: 2.11.2020 -
The COVID Coverage Financial Firms Need: A Cyber Insurance Policy
Publisert: 26.10.2020
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.