Coffee & Regs
En podkast av CSS (Compliance Solutions Strategies)
Kategorier:
83 Episoder
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Brexit: Deal or No Deal?
Publisert: 16.10.2020 -
California Love for Data Privacy
Publisert: 12.10.2020 -
Hold Your Position: The Automation & Optimization of Position Limit Monitoring
Publisert: 5.10.2020 -
Trust the Process: Risk Mitigation via Business Verification
Publisert: 28.9.2020 -
Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage
Publisert: 21.9.2020 -
Compliance-as-a-Service: RegTech, Data and Managed Services
Publisert: 14.9.2020 -
Regulatory Soup – from UCITS KIID to PRIIPs KID
Publisert: 7.9.2020 -
A Retrospective on Form CRS & Reg BI and Regulator Insights
Publisert: 31.8.2020 -
How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State
Publisert: 24.8.2020 -
Data Management and a Regulatory Book of Record
Publisert: 17.8.2020 -
The Art of Data, Innovation & Adapting to Change
Publisert: 10.8.2020 -
Compliance Culture in a Bottle
Publisert: 3.8.2020 -
Nobody Puts Compliance in a Corner
Publisert: 27.7.2020 -
Business Resilience & Regulatory Exams
Publisert: 23.7.2020 -
The Dark Side of Cybersecurity & BCP
Publisert: 20.7.2020 -
Iceberg Ahead: Navigating Regulatory Change
Publisert: 13.7.2020 -
2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP
Publisert: 9.7.2020 -
Risky Business: Compliance & Market Volatility
Publisert: 6.7.2020 -
Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!
Publisert: 2.7.2020 -
For CCOs, By CCOs: Assessing Your Compliance Program
Publisert: 29.6.2020
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.