Crystal Ball Gazing for Compliance & the SEC in 2021
Coffee & Regs - En podkast av CSS (Compliance Solutions Strategies)
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In this episode, CSS’s Executive Director Jackie Hallihan sits down with Senior Consultant Adam DiPaolo to read the tea leaves on 2021. The compliance duo discusses changes to the SEC itself to regulations, rule-making, examination and enforcement trends and how to prepare for the predictability and unpredictability of compliance in the new year.