Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
En podkast av Thomson Reuters
123 Episoder
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Series 2, Episode 10: Personal accountability: structure vs substance
Publisert: 27.7.2021 -
Series 2, Episode 9: Technology and the need for firms to upskill
Publisert: 20.7.2021 -
Series 2, Episode 8: Culture – where are we now?
Publisert: 13.7.2021 -
Series 2, Episode 7: Cryptos on the rise
Publisert: 6.7.2021 -
Series 2, Episode 6: Data governance comes to the fore
Publisert: 29.6.2021 -
Series 2, Episode 5: Antitrust
Publisert: 22.6.2021 -
Series 2, Episode 4: Evolving impact of financial crime
Publisert: 15.6.2021 -
Series 2, Episode 3: All things remuneration
Publisert: 8.6.2021 -
Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
Publisert: 1.6.2021 -
Series 2, Episode 1: Operational resilience at the board room table
Publisert: 25.5.2021 -
Episode 12: Where now with Brexit?
Publisert: 30.3.2021 -
Episode 11: Regtech: the governance lifecycle special report
Publisert: 23.3.2021 -
Episode 10: Gloster and the future of the UK FCA
Publisert: 16.3.2021 -
Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
Publisert: 9.3.2021 -
Episode 8: Changing shape of U.S. regulation & the impact of GameStop
Publisert: 2.3.2021 -
Episode 7: China special report 2021 – digital transformation
Publisert: 23.2.2021 -
Episode 6: Five key risks for firms in 2021
Publisert: 16.2.2021 -
Episode 5: State of Regulatory Reform
Publisert: 9.2.2021 -
Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
Publisert: 4.2.2021 -
Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
Publisert: 2.2.2021
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.