Coffee & Regs
En podkast av CSS (Compliance Solutions Strategies)
Kategorier:
83 Episoder
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Investment Monitoring Rewind & 2022 Preview
Publisert: 27.12.2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Publisert: 20.12.2021 -
Trends in Transaction Reporting in 2022
Publisert: 13.12.2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Publisert: 6.12.2021 -
What’s Next for Cybersecurity in 2022?
Publisert: 29.11.2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Publisert: 22.11.2021 -
PRIIPs Delay, But Not Implementation Delays
Publisert: 15.11.2021 -
CCOs & ESG – Preparing Now for What’s Next
Publisert: 8.11.2021 -
Cybersecurity Training, Talent and Diversity
Publisert: 1.11.2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Publisert: 25.10.2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Publisert: 18.10.2021 -
Shareholding Disclosure Rules for Managed Holdings
Publisert: 11.10.2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Publisert: 4.10.2021 -
Regulator Insights & SEC Exam Priorities
Publisert: 27.9.2021 -
The Latest News & Analysis on the PRIIPs RTS
Publisert: 20.9.2021 -
Mythbusting ESG & FAQs Part 2
Publisert: 13.9.2021 -
Mythbusting ESG & FAQs Part 1
Publisert: 6.9.2021 -
SFDR Level 2 RTS Delays and Latest Developments
Publisert: 30.8.2021 -
The Mood of Compliance
Publisert: 23.8.2021 -
The RIA Wild West of Going Independent
Publisert: 16.8.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.