Short Selling Restrictions - Staying Ahead of the Regulatory Curve
Coffee & Regs - En podkast av CSS (Compliance Solutions Strategies)
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In this episode, CSS’s Regulatory Compliance Expert Greg Hotaling and Product Manager Mike Marmo discuss the market disruption due to COVID-19, periodic short selling bans and reduced thresholds that forced compliance teams to adapt to rapidly changing position limits, thresholds by market and timely disclosures.