New Rule Roadmap: Navigating and Implementing the Marketing Rule
Coffee & Regs - En podkast av CSS (Compliance Solutions Strategies)
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In this episode, former CCOs and CSS’s compliance services experts in retail and institutional wealth manager services, Korrine Kohm and Matt Calabro discuss a roadmap on navigating the new Marketing Rule, building an action plan and leveraging managed services and technology to help remove compliance complexities from the rule.